Inhoudsopgave Voorwoord Bestuursverslag Corporate governance Consolidated Financial Statements Company Financial Statements Pillar 3 Capital instruments main features template Coupon/ dividends 17 Fixed or floating dividend/ Fixed to floating coupon 18 Coupon rate and any 5.556% (fixed) related index 19 Existence of a dividend No stopper 20a Fully discretionary, Partially discretionary: partially discretionary or Required (partial or full) mandatory (in terms of unless not permitted timing) to the extent that NL banking regulations prohibits. Dividend pusher if distributions are being made on junior or other Tier 1 instruments (partial or full) 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) 21 Existence of step up or other incentive to redeem 22 Non-cumulative or cumulative 23 Convertible or non- convertible 24 If convertible, conversion trigger(s) 25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features 31 If write-down, write-down triggers(s) Partially discretionary Yes Non-cumulative Non-convertible Floating 1 yr NZD swaprate 76 bps No Partially discretionary: Required if the issuer makes payments on junior/pari passu securities or redeems, repurchases or otherwise acquires junior securities in the 12 months preceding the relevant Interest Payment Date, unless it is prohibited. Interest is prohibited if the relevant Solvency Rules prohibit payments on junior or pari passu securities. All other interest is payable at the Issuer's discretion, but subject to dividend pusher (for junior and pari passu instruments). Partially discretionary No Non-cumulative Non-convertible Fixed to floating 6,567 No Partially discretionary: Required if the issuer makes payments on junior/pari passu securities or redeems, repurchases or otherwise acquires junior securities in the 12 months preceding the relevant Interest Payment Date, unless it is prohibited. Interest is prohibited if the relevant Solvency Rules prohibit payments on junior or pari passu securities. All other interest is payable at the Issuer's discretion, but subject to dividend pusher (for junior and pari passu instruments). Partially discretionary No Non-cumulative Non-convertible Fixed to floating 5.50 No Partially discretionary: Required if the issuer makes payments on junior/pari passu securities or redeems, repurchases or otherwise acquires junior securities in the 12 months preceding the relevant Interest Payment Date, unless it is prohibited. Interest is prohibited if the relevant Solvency Rules prohibit payments on junior or pari passu securities. All other interest is payable at the Issuer's discretion, but subject to dividend pusher (for junior and pari passu instruments). Partially discretionary Yes Non-cumulative Non-convertible Fixed 4.15 No Partially discretionary: Required if the issuer makes payments on junior/pari passu securities or redeems, repurchases or otherwise acquires junior securities in the 12 months preceding the relevant Interest Payment Date, unless it is prohibited. Interest is prohibited if the relevant Solvency Rules prohibit payments on junior or pari passu securities. All other interest is payable at the Issuer's discretion, but subject to dividend pusher (for junior and pari passu instruments). Partially discretionary Yes Non-cumulative Non-convertible No No No No No 35 36 37 If write-down, full or partial If write-down, permanent or temporary If temporary write-down, description of write-up mechanism i Position in subordinated hierarchy in liquidation (specify instrument type immediately senior to instrument) Subordinated to Tier 2 instruments Subordinated to Tier 2 instruments Subordinated to Tier 2 instruments Subordinated to Tier 2 instruments Subordinated to Tier 2 instruments Non-compliant transitioned features Yes Yes Yes Yes Yes 7 If yes, specify non- compliant features No fully discretionary coupons No fully discretionary coupons No fully discretionary coupons No fully discretionary coupons No fully discretionary coupons 378 Rabobank Jaarverslag 2016

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Jaarverslagen Rabobank | 2016 | | pagina 379