Inhoudsopgave Bestuursverslag Corporate governance Jaarrekening Rabobank Groep Jaarrekening Rabobank
Capital instruments main features template
1
Issuer
Rabobank Capital Funding
Trust III
Rabobank Capital Funding
Trust IV
RABOBANK NEDERLAND
RABOBANK
NEDERLAND
RABOBANK
NEDERLAND
2
Unique identifier
US749769AA35 (144a)
XS0203891840 (REGS)
XS0203783286 (144A)
XS0203782551 (REGS)
NZRBOD0001S0
XS0368541032
CH0043174397
3
Governing law(s) of the
instrument
Governed by laws of the
Netherlands
Governed by laws of the
Netherlands
Governed by laws of the
Netherlands
Governed by
laws of the
Netherlands
Governed by
laws of the
Netherlands
Regulatory treatment
4
Transitional CRR rules
Additional Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
5
Post-transitional CRR rules
Ineligible
Ineligible
Ineligible
Ineligible
Ineligible
6
Eligible at solo/(sub-)
consolidated/solo (sub-)
consolidated
Consolidated
subconsolidated
Consolidated
subconsolidated
Consolidated
subconsolidated
Consolidated
subconsolidated
Consolidated
subconsolidated
7
Instrument type (types to be
specified by each jurisdiction)
Perpetual non-cumulative
Fixed to reset rate Additional
Tier 1 notes
Perpetual non-cumulative
Fixed to reset rate Additional
Tier 1 notes
Perpetual non-cumulative
Capital Securities
Perpetual
non-cumulative
Capital Securities
Perpetual
non-cumulative
Capital Securities
8
Amount recognised in
regulatory capital (as of most
recent reporting date)
656
475
472
313
215
9
Nominal amount of
instrument
USD 1500mln
GBP 350mln
NZD 900mln
GBP 250mln
CHF 350mln
9a
Issue price
100
100
100
100
100
9b
Redemption price
100
100
100
100
100
10
Accounting classification
Shareholders Equity
Shareholders Equity
Shareholders Equity
Shareholders
Equity
Shareholders
Equity
11
Original date of issuance
14/10/2004
18/10/2004
08/10/2007
10/06/2008
27/06/2008
12
Perpetual or dated
Perpetual
Perpetual
Perpetual
Perpetual
Perpetual
13
Original maturity date
No maturity
No maturity
No maturity
No maturity
No maturity
14
Issuer call subject to prior
supervisory approval
Yes
Yes
Yes
Yes
Yes
15
Optional call date, contingent
call dates and redemption
amount
21/10/2016; Tax and
Regulatory call; 100%
31/12/2019; Tax and
Regulatory call; 100%
08/10/2017; Tax and
Regulatory call; 100%
10/06/2038; Tax
and Regulatory
call; 100%
27/06/2018; Tax
and Regulatory
call; 100%
16
Subsequent call dates, if
applicable
Quarterly
Semi-Annually
Quarterly
Semi-Annually
Semi-Annually
Coupon/dividends
17
Fixed or floating dividend/
coupon
Fixed to floating
Fixed to floating
Floating
Fixed to floating
Fixed to floating
18
Coupon rate and any related
index
5.254% (fixed)
5.556% (fixed)
1 yr NZD swaprate 76 bps
6.91
5.50
19
Existence of a dividend
stopper
No
No
No
No
No
20a
Fully discretionary, partially
discretionary or mandatory
(in terms of timing)
Partially discretionary:
Required (partial or full)
unless not permitted to
the extent that NL banking
regulations prohibits.
Dividend pusher if
distributions are being made
on junior or other Tier 1
instruments (partial or full)
Partially discretionary:
Required (partial or full)
unless not permitted to
the extent that NL banking
regulations prohibits.
Dividend pusher if
distributions are being made
on junior or other Tier 1
instruments (partial or full)
Partially discretionary:
Required if the issuer makes
payments on junior/pari
passu securities or redeems,
repurchases or otherwise
acquires junior securities in
the 12 months preceding the
relevant Interest Payment
Date, unless it is prohibited.
20b
Fully discretionary, partially
discretionary or mandatory
(in terms of amount)
Interest is prohibited if the
relevant Solvency Rules
prohibit payments on junior
or pari passu securities. All
other interest is payable at
the Issuer's discretion, but
subject to dividend pusher
(for junior and pari passu
instruments).
21
Existence of step up or other
incentive to redeem
Partially discretionary:
Required if the issuer makes
payments on junior/pari
passu securities or redeems,
repurchases or otherwise
acquires junior securities in
the 12 months preceding the
relevant Interest Payment
Date, unless it is prohibited.
388 Rabobank Jaarverslag 2015
